Why Does LPL Financial Have So Many Complaints Filed Against Them?
LPL Financial (CRD#:6413) is one of the largest independent broker-dealers in the United States. With over 17,000 financial advisors across the country, LPL Financial services millions of investors. However, with significant size comes increased scrutiny. LPL Financial has repeatedly drawn the attention of regulators for compliance issues. The firm has also generated numerous customer complaints …